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《河北法学》2012年第六期目录与摘要
http://www.cnhottime.cn 2012-7-26 14:34:14 来源：中国法学会网
1、我国金融机构理财业务的法律困境与探索
郭江山（中央财经大学金融学院）;李大庆（北京大学法学院）
【摘要】 在我国经济快速发展、国民收入不断提高、理财需求增加的背景下,理财业务开始如火如荼地进行,但同时在金融机构和客户之间引发了各种各样的法律纠纷。尤其是对理财活动属性和法律关系,在学界和实务界引起了广泛争论。另外,理财业务中双方当事人权利和义务不清,理财业务跨业经营的法律空白和交集,保底承诺能否突破,监管机制缺失也是急需解决的问题。在我国金融机构理财业务法规的探索中,需要注意在混业经营趋势下,采取统一立法形式,明确理财业务法律属性,建立防范利益输送机制的相关制度。
【Abstract】 Financing business develops rapidly with increasement of national income and financing demand,while all kinds of legal dispute were involved . One of them is about legal attribute of financing business , which gave rise to intense repercussions and widespread debates in an academia and practical circle. The second problem is that vagueness in law can lead to indeterminacies in legal rights and obligations. There are many problems such as mixed operation unavoidably,keeping the promises and the lack of regulation. Using information ,this paper makes the detailed analysis. The conclusion shows that on the other hand there should be a clear and definite law attribut on financing business ,on the other hand a series of system should also be setup.
【关键词】 金融机构； 理财属性； 理财立法； 理财监管；
【Key words】 financial institution； attribute of financing business； legislation of financing business； regulation of financing business；
2、在法治方略下寻求社会管理创新
肖北庚 （湖南师范大学法学院）
【摘要】 社会管理创新是我国社会建设事业推进过程中回应现阶段经济政治社会发展的必然要求。在法治方面成为国家根本治国方略的当代,在法治方略下寻求社会管理创新具有现实正当性和优越性;依法适度培植社会组织和规范引导社会组织发展、在立法模式上改过去的行政主导立法为博弈立法、完善税收法制、立法中更多地吸收社会生活中形成的习惯和惯例、构建政府与社会分工合作各司其职的适法格局等是法治方略下寻求社会管理创新的根本性举措。社会管理法治化是人类社会发展和法治发展之逻辑必然。
【Abstract】 During the proceeding of Chinese social construction, the innovation of social management is an indispensable requirement in response to the current economic,political and social development. The rule by law has already become the fundamental statecraft of nowadays’ China,therefore the pursuit of social management innovation is endowed with real legitimacy and incomparable superiority. In order to realize the social management innovation,we are supposed to take certain fundamental initiatives,such as to cultivate and develop social organizations under law moderately,to change from the past executiveled legislation mode to the game legislation mode,to perfect the tax legal system,to admit more habits and conventions formed in the social life by legislation,and to build the framework of labor division between the government and the society. Consequently,social management by law is the inevitable logical result of development of human society and the rule by law.
【关键词】 社会管理创新； 社会建设； 法治； 正当性； 社会组织；
【Key words】 innovation of social management； social construction； the rule by law； legitimacy； society organizations；
3、医疗产品损害责任三论
杨立新 （中国人民大学民商事法律科学研究中心）
【摘要】 医疗产品损害责任是《侵权责任法》第59条规定的医疗损害责任类型,关于责任分担的规则规定得不够完善,应当根据产品责任的一般规则以及侵权责任法的连带责任规则进行补充。血液属于准产品,应当适用医疗产品损害责任规则确定医疗机构的赔偿责任。消毒药剂构成医疗产品损害责任,其缺陷的判定有一定特点。
【Abstract】 Liability for damages caused by medical products is one of the liability for medical damages ruled by Article 59 of Law of Tort Liability. However,the rules about the burden of liability are not perfect, which should be supplemented according to the general rules of product liability and the joint liability of Law of Tort Liability. Blood is quasi product. Medical institution should burden the liability caused by blood according to the rule of liability for damages caused by medical products. The disinfectant can cause the liability for medical damages. But its defect definition has its own characteristics.
【关键词】 医疗产品损害责任； 不真正连带责任； 连带责任； 血液； 消毒药剂；
【Key words】 liability for damages caused by medical products； nontypical joint liability； joint liability； blood； disin- fectant；
4、基本农田�；さ姆ㄖ铺教�
宋才发 （中央民族大学法学院）
【摘要】 国家着力实施基本农田�；ぶ贫�,保住基本农田就保住了我国耕地的精华,必须对基本农田依法实施严格的监督管理,确定基本农田质量依据和考核标准。必须着力构建和划定永久性基本农田,狠抓基本农田水利设施建设,深化基本农田土壤改良,推进基本农田机械化耕作,加强基本农田生态环境建设,强化基本农田科技研发和应用,落实基本农田农产品质量安全标准。
【Abstract】 G overnm ent m akes every effort to im plem ent the basic farm land protection system ,which keeps the essence of the basic farm land. It is necessary to im plem ent strict supervision according to law,to determ ine the quality and appraisal standards of basic farm land. W e m ust construct and delim it perm anentbasic farm land,constructthe water conservancy facilities ofbasic farm land,deepen the soil im provem entof basic farm land,and prom ote the m echanized farm ing of basic farm land,strengthen ecological environm ent construction of basic farm land,strengthen the technology developm ent and application basic farm land ofbasic farm land,carry outthe produce quality safety standard ofbasic farm - land.
【关键词】 基本农田； 质量依据； 考核标准； �；ぶ贫�；
【Key words】 the basic farm land； quality basis； appraisalstandards； protection system；
5、事实大还是法官大?——论证据排除规则
裴苍龄 （西北政法大学）
【摘要】 证据是认识的基础、证明的根据、检验的标准、思想的指南。什么能当此重任?惟有事实。证据是事实,事实不存在非法、合法的问题。事实是客观的,既不受法律调整,也不受法律制约,因而证据也没有合法性。证据不能排除。排除证据的实质是法官睁着眼睛不认事实,排除证据的法官把自己和事实的位置摆错了,这是一项根本性的错误。非法获取人证是司法警察通过刑讯逼供和指名问供这样两重罪行实现的,因而它不是程序,而是程序中的实体。
【Abstract】 Evidance is the basis for cognition and testification,the standard of inspection,and the guide of thinking. Whatcan becom e a burden?O nly the facts. Prooves are facts,while there are no legal or illegalquestions for facts as facts are objective,neither subject to legal regulation nor subject to legal constraints. Therefore,there are no legal questions for prooves. Nor can prooves be ruled out. If a judge would exclude any evidance,it merely means the judge had shut his eyes up before the facts. Such a judge had misplaced prooves and him self,which is a big mistake. Illegally obtaining witness is realized eigherthrough torturing the suspectto extractconfessions orthrough asking fora crime by name for such crimes by the police. O bviously,both conducts are illegitimate. So illegally obtaining witness is the substance ofa procedure rahter than the procedure itself.
【关键词】 证据； 排除； 刑讯逼供； 指名问供；
【Key words】 evidance； exclude； torturing the suspectto extractconfessions； asking for a crime by name；
6、避免双重征税协定适用中应注意的几个问题
赵学清;欧蓉蓉 （西南政法大学）
【摘要】 随着我国对外经济联系进一步加强,收入与纳税人的国际化趋势凸显,如何避免和减少双重征税具有举足轻重的作用,同时,税收协定在消除国家间双重征税壁垒中,发挥着越来越大的作用。对避免双重征税协定适用的特殊性进行分析,提出根据相关冲突法原理和规则处理双重征税所涉及的若干问题的路径和方法。
【Abstract】 With the further strengthening of China’s foreign economics,the international trend of incom e and the taxpayer’s highlights,and how to avoid and reduce double taxation plays a pivotal role. This article analyzes the specialnature of the application of avoidance of double taxation agreem ents and gives the relevantprinciples and the processing path for a number of issues involved in the double taxation in accordance with the rules ofconflictoflaws.
【关键词】 税收管辖权； 避免双重征税； 冲突； 法律适用；
【Key words】 tax jurisdiction； avoid double taxation； conflict； law application；
7、美国检察机关庭审阶段职权浅析
张鸿巍 （广西大学法学院）
【摘要】 美国检察官在庭审阶段享有较为广泛的职权,涵盖出庭支持公诉权、挑选陪审员权、法庭辩论权及对陪审团指示的检察建议权等等。其中,检察官在庭审阶段的法庭辩论权,大体上又可分为开庭陈述权、展示证据权、交叉询问权与结案陈词权等等。此外,检察官在法官向陪审团作出指示前,亦可提出相应检察建议。
【Abstract】 At the trialphases,the American prosecutors usually exercise wide range of authorities,including the rights to supportprosecution in court,selectjurors,debate and provide advice to jury instructions and so forth. Among them ,as forthe rights to debate,itincludes the rights to startwith opening statem ent, reveal rebuttal evidence,conduct cross-exam ination and conclude with closing argum ent,etc. In addition,prosecutors could also provide his advices to judge before jury instructions.
【关键词】 美国检察机关； 出庭支持公诉权； 挑选陪审员权； 法庭辩论权； 对陪审团指示的检察建议权；
【Key words】 Am erican prosecutor’s office； right to support prosecution in court； right to select jurors； right to debate； rightto provide the advice to jury instructions；
8、论国家义务概念之确立与发展
蒋银华 （广州大学检察理论研究中心）
【摘要】 对国家、人权思想变迁的基本史实与思想史进行简要梳理,论述国家义务是国家起源的孪生物,国家义务是实现国家目的的有效途径,凡人权所在之处,即为国家义务并行之时,相关制度设计为国家义务的确立提供了可行性方案,发现国家义务形成于《大宪章》时期,确立于17世纪英国资产阶级革命时期以及阐述其在近当代的发展变迁,并进一步总结出国家负有人权保障义务属应有之义。
【Abstract】 This paper,while presenting a brief review on the evolution of the theory of nation and hum an rights, referring to the basic historical facts and intellectual history,argues that nations’obligations grow synchronically with the origin of it,that nations’obligation is an effective m eans of achieving nations’ goals,that hum an rights go side by side with nations’obligations and that the designing of relevant system s provides a feasible fram ework for the establishm ent of nations’obligations. This paper also reveals the developm entofthe conceptofnations’obligations from its presence in The GreatChart,to its establishm entin British capitalism revolution era and the latest developm ents in contem porary society. The author further concludes that inherently,a nation bears the responsibility of safeguarding hum an rights.
【关键词】 国家目的； 人权保障； 国家义务；
【Key words】 nation’s goals； safeguarding ofhum an rights； nation’s obligations；
9、社会保障主体义务分�；蒲芯俊哉男猩缁岜Ｕ弦逦裎咏�
杨淑霞 （广州大学检察理论研究中心）
【摘要】 2011年7月1日生效的《中华人民共和国社会保险法》,以法律形式确立了我国"政府主导型"的社会保障模式。历史和现实昭示:各级政府履行社会保障义务的优劣,直接影响公民各项社会保险权利的实现,关系社会的和谐稳定。贯彻实施《社会保险法》,应针对政府履行社保义务存在的问题,根据不同社保项目的特点,确定中央和地方政府分担社会保障义务的机制。
【Abstract】 The Social Insurance Law ofthe People’s Republic of China,which came into effectin 1stJuly,2011, establishes a "leading by the governm ent"style society security. The history and the present tell that, the grade of how the society security obligation is perform ed by alllevels ofgovernm ents directly infects on the fulfillment of allkinds of citizens’social insurance rights and concerns the harm ony and stability of the society. The implem entation ofSocialInsurance Law of the People’s Republic of China,should be directed against the existing problem s of governm ents’perform ance in fulfilling the society security obligations,and should be according to the characters ofdifferentitem s of society security,establish a obligation sharing mechanism between centralgovernm entand localgovernm ents as well.
【关键词】 社会保障权； 履行缺失； 义务分�；�； 监管责任；
【Key words】 the right of society security； perform ance defect； obligation sharing mechanism； duty of scrutiny；
10、驰名商标�；さ囊旎肜硇曰毓�
温芽清（河北经贸大学经济管理学院）;南振兴 （石家庄经济学院）
【摘要】 驰名商标�；さ募壑的勘�,随其�；し段Ш捅；け曜嫉难萁�,历经了消费者中心主义和商标权人中心主义,但至善至美的价值目标应是商标私权与社会公共利益的精妙均衡与和谐。我国驰名商标�；す裙鼗成瘫耆ǘ鍪由缁峁怖�,从而导致了世所罕见的认定异化—立法异化—司法异化的进路,认定方式异化为主动、批量、集中认定,认定效力异化为全域长期有效,认定标准异化为好声誉、高质量、大销量,�；し段б旎嘁煌潮；�。要彻底实现我国驰名商标�；さ睦硇曰毓�,必须深植其价值目标之"根",培育其价值理念之"土";重塑其事后终极救济性、被动、个案认定的即时有效性的运行机制;建立驰名商标反淡化制度;优化制度环境,规制认定自由裁量;规范企业对驰名商标的使用。
【Abstract】 With the evolution of scope and standard of famous tradem ark’s protection,the value target of famous tradem ark has experienced the change from consumer-centered to rightholder-centered. Butthe perfect value targetoftradem ark should be the exquisite and delicate balance and harm ony between private right and social public interest. The protection of fam ous tradem ark in China has been given excessive concern to tradem ark rightrather than socialpublic interestwhich had led to a scarce way ofevolution: recognizing alienation-legislative alienation-judicial alienation. The alienation of recognizing method appears to be initiative,batch and centralized;the effectiveness of recognizing has become countryround and long term ;the standard ofrecognizing has aliened to be good credit,high quality and large sum ofselling and the scope of protection has extended to the whole category of the com modities. To realize the rational regression of the protection of famous tradem ark in China,we should plant the "root"of its value target and foster the "soil"of its value idea;reconstruct the mechanism of its afterward remedy,passive and individualrecognition as wellas timely and effective running mechanism . Meanwhile,we should also establish the anti-dilution system of famous trademark,optimize the environment of system ,regulate and recognize discretionary of trademark and standardize the use of famous trademark.
【关键词】 驰名商标； 制度异化； 价值目标；
【Key words】 famous trademark； alienation ofsystem； value target；
11、占有在现代财产制度中的地位申明———一种基于动态冲突的考察
季境 （西南政法大学应用法学院）
【摘要】 占有因其独占性、排他性以及在动产上所独具的权利外观效力,导致其负载权利与第三人利益的冲突,成为物权法调整客观公正与交易安全的关键制度。在对占有性质重新定位的前提下,通过对财产制度中占有关系的检索,可在交易各方主体的利益冲突关系中对占有概念进行理性的阐释。通过对此类占有关系的剖析,并通过对占有的性质———法益的进一步抽象,可以厘清占有中法益在财产制度中的具体法律价值。其体现为本权的冲突上属排他性冲突,�；し椒ㄉ衔谴思幢�:或�；とɡ虮；さ谌死�。
【Abstract】 Possession has traits of monopolistic,exclusive and representing the right of personal property. These features led to the confliction with third party rights. Possession becom es a key legal system relating justice and transaction security in property law. From a new perspective,we can have a rational explanation aboutthe conflictions between differentparties. With this perspective,we can have deeper understanding of the legal value of possession. At the end,we can choose to protect the rights represented by possession or to protectthird party rights.
【关键词】 占有； 利益衡平； 法益； 交易安全；
【Key words】 possession； equitable share of benefits； legalinterests； transaction security；
12、民商法在中国古代法中的地位和发展历程
王瑞 （北方工业大学文法学院法律系）
【摘要】 中国古代存在规范意义上的民商法,中国古代民商法是在以刑为主、诸法合体的封建保守法律体系中得以存在和发展的,其在中国古代法律体系中一直处于从属与次要的地位,民商法典始终没有从刑法典中独立出来,并且,民法与商法规范也是不加区分地混在一起。中国古代民商法律规范经历了一个从少到多,从简单到复杂,从民刑不分到民刑有分,从相对分散到相对集中的发展历程。
【Abstract】 In ancientChina,there were civiland commerciallaw provisions although there were no civilcode and commercialcode. The civiland com m erciallaw provisions were hidden in the crim inal code,and they were in a subordinate position. The civil code and commercial code were never independent from the crim inalcode in ancientChina. Butthe civiland commercial law provisions passed a way from less to more,from simple to complex.
【关键词】 民商法； 中国古代法； 演进；
【Key words】 civiland commerciallaw； the law ofancientChina； evolution；
13、论犯罪故意程度的划分及其法律价值
朱俊强 （广州大学检察理论研究中心）
【摘要】 犯罪故意不仅有类型之分,而且有程度之分;我国刑法学界对此缺乏探讨,不利于此领域研究的深入发展。国外同仁的探讨,虽然给了我们一些启示,但仍有失偏颇。依据故意心理态度形成过程中的自觉性/独立性状况,犯罪故意程度可划分为主动故意、被动故意和被迫故意三个程度递减的层次,这种划分具有重要的司法价值和立法价值,体现了罪责刑相统一的法治精神,有利于制约法官的自由裁量权,有利于对我国刑法相关规定的理论探讨。
【Abstract】 Criminal intention may be classified into different types according to the degree of the intention. Inadequate research ofthis problem in the crim inalacademy of China is unfavorable forthe further study in this field. Researches and studies ofthe foreign experts,which may offerus some enlightenm ent,are stillbiased. According to the consciousness or independence constituted in the process of intentionally psychological attitude,crim inal intention degree may be degressively divided into active intention, passive intention and forced intention. Division in this way indicates im portant judicial value and legislative value,and em bodies the legal consistency of crimes and crim inal liabilities. It helps to restrictthe judges’discretion and facilitate the theoretical discussion of the relevant provisions of the Chinese crim inallaw.
【关键词】 犯罪故意； 类型； 程度； 自觉性； 独立性；
【Key words】 crim inalintention； types； degree； consciousness； independence；
14、我国自洗钱行为不独立成罪的原因分析
姚兵 （北京市社科院首都综治研究所）
【摘要】 从理论上讲,传统的行为理论和牵连犯理论不支持单独追诉自洗钱行为;从立法上说,刑法定性+定量的犯罪设立标准、上游犯罪的重刑配置和国际上对单独追究自洗钱行为的非强制性要求使中国刑法无须单独追究自洗钱行为;就司法而言,实践中能够通过将自洗钱评价为提高法定刑档次或从重处罚的"情节"来实现罪刑均衡使自洗钱行为独立成罪缺乏实践动力。
【Abstract】 In theory,the traditionalbehavior theory and implicated theory don’tsupporta separate prosecution for money laundering;In legislation,the reasons why self-money laundering dose not constitute a crime independently include the standard of qualitative and quantitative,the heavy penalty of predicate offenses and the non-m andatory requirem ents of international provision;In adm inistration of justice, there is little power m ake self-money laundering to constitute a crime independently because it can be evaluated the plotwhich im prove the grade of legal punishm ent or be punished severely to achieve the balance of crime and punishm entin practice.
【关键词】 洗钱犯罪； 自洗钱； 不独立成罪；
【Key words】 money laundering crim e； self-money laundering； notconstitute a crime independently；
15、危险个人概念的产生溯源
吕新建（苏州大学法学院）
【摘要】 危险个人概念产生于19世纪中后期。当时,工业经济快速发展,人口迅猛增加,但社会环境恶化,危险个人大量涌现,严重威胁着社会安全。这一概念的产生还受到了实证主义、达尔文进化论以及精神病学的发展的影响,而且与国家惩罚权力的转型密切相关。
【Abstract】 The concept of dangerous individuals stems from the late 19th century. Atthattime,industrialeconomy developed fastly and population increased rapidly,but due to social environm ental deteriorated, dangerous individuals emerged in a large am ount,it was a serious threat to social security. The generation ofthe conceptinfluenced by the developm entof the positivism ,Darwin’s theory of evolution and the psychiatry,and also the transform ation ofthe state punishm entpower closely related.
【关键词】 危险个人； 规训权力； 实证主义； 进化论； 精神病学；
【Key words】 dangerous individual； discipline power； positivism； theory ofevolution； psychiatry；
16、论《私营企业暂行条例》的存与废
杨积堂 （北京联合大学应用文理学院）
【摘要】 《私营企业暂行条例》自1988年颁布实施以来已经23年有余,其立法的背景和实施的环境早已发生了根本性的改变,更重要的是该条例的相应规定很多都已过时,且与其后出台的很多法律相矛盾、相冲突,尤其是《公司法》、《合伙企业法》和《个人独资企业法》相继单独立法并颁布施行后,《私营企业暂行条例》失去了存在的根基。因此,及时废止《私营企业暂行条例》是必然的选择。尤其是不能任"暂行"条例无限期地暂行下去,以确保立法的科学性和严肃性。
【Abstract】 Twenty-three years has passed since Provisional Regulations of People’s Republic of China on Private Enterprises was prom ulgated and implemented. Its legislative background and im plem ented environm ent have undergone the essentialchanges. M ore im portantly,m any corresponding regulations have been out of date as well as in contradiction to the laws later prom ulgated. Especially,with the Company Law, Partnership Business Law and Law of Individual Sole Investor Enterprise separately and successively prom ulgated,Provisional Regulations of People’s Republic of China on Private Enterprises lost its existence foundation. Therefore,prom ptly repealing Provisional Regulations of People’s Republic of China on Private Enterprises is an inevitable choice. Particularly,provisional regulations should not be exited for an infinite period,thus the scientific nature and seriousness oflegislation can be guaranteed.
【关键词】 私营企业； 暂行条例； 废止；
【Key words】 private enterprises； provisionalregulations； repeal；
17、环境财产权制度构建理论研究
崔金星 （西南科技大学法学院/西南政法大学经济法学院）
【摘要】 权利基础研究是部门法理论发展的源泉,以环境权理论引领并承载环境法制度的纵深发展困难重重�；肪巢撇üㄐ运饺ǖ难芯渴咏�,直面资源时代生态�；さ南质盗⒎ㄐ枨蠛透鎏逍运饺ū；さ南苷壑�,拓展环境法制度架构空间,开展环境法与传统部门法的对话�；肪巢撇ㄗ鹬夭⑽晒一肪痴哂胫贫却葱碌氖导晒�,以环境利用和�；ぶ械牟撇嫖行�,探求排污权、环境容量使用权、环境利用权、生态效益受益权等管制型环境私权法理基础和生长空间。并围绕环境财产权制度目标的实现,探求环境财产权�；さ闹贫绕教ê凸一肪持贫却葱碌姆⒄狗较�。
【Abstract】 Research ofbasic rights is the source of the development for the department law. Environm ental right theory has much difficulty in leading the further development of environmental law. From the perspective of public law,research of environm ental property rights could deal well with the value conflicts of the constitutionalprotection for private rights and requirem ent of ecological protection,and expand the space of institutional fram ework of environm ental law,carry out a dialogue between the traditionalbranches of law and environm ental law. The purpose of environm ental property rights is to inductthe practical institutional innovation of environm ental protection,find the common principle of the emission rights,the rights for using environm ental capacity,beneficial rights for environm ental benefits,etc,explore the nationalin stitutional innovation platform for the environm entalprotection.
【关键词】 环境财产权； 环境权； 公法性私权； 制度创新；
【Key words】 environm entalproperty rights； environm entalrights； private right of public law； institutional innovation；
18、擎制与突围:法院受理环境公益诉讼案件动力机制的缺陷与重塑
刘超 （华侨大学法学院）
【摘要】 理论界和实务界对环境公益诉讼的研究普遍忽视了法院/法官对于环境公益诉讼案件的认知与态度,当前法院与法官普遍对于环境公益诉讼持有保守与拒绝的态度,其原因在于法院受理环境公益诉讼案件的动力机制存在缺陷:法律依据不足、专门环境诉讼机制缺位,法院排斥群体性诉讼,环保法庭的制度突破难以获得法官群体的广泛认同。因此,必须从完善环境公益诉讼的法律依据、构建系统的环境诉讼机制体系、进行专业培训和环境问题的社会建构等几个方面开发与重塑法院受理环境公益诉讼案件的动力机制。
【Abstract】 The study oftheorists and practitioners on environm entalpublic interestlitigation is com prehensive,but they generally ignore the knowledge and attitudes of court/judge on environm ental public interest litigation. The current court and judges generally adopt a conservative attitude and refuse to environm entalpublic interestlitigation. The reason is that,when courtacceptthe environm entalpublic interestlitigation case,the dynam ic mechanism is defective. These defects include:lack oflegalbasis; the absence of specialm echanisms forenvironm entallitigation,courtrejection of mass action,judges do notagree with the system break of environm ental court. Therefore,we must com plete the dynamic mechanism of the court from the following aspects:improve the legal basis for environm ental public interest litigation,build the mechanism system of environm entallitigation,professional training,social construction ofenvironm entalproblems.
【关键词】 环境公益诉讼； 法院； 动力机制； 缺陷； 重塑；
【Key words】 environm entalpublic interestlitigation； court； dynamic mechanism； defect； remodeling；
19、论既判力理论在民事诉讼司法实践中的适用
邓辉辉 （桂林电子科技大学法学院）
【摘要】 既判力理论在我国民事诉讼中处在理论上的重视与立法上的轻视、实践中的漠视之尴尬境地。传统法律文化的缺乏、法律继受历史的排斥、市场经济不发达和职权主义诉讼模式的制约、司法权威性的缺失、法官法律素质和职业道德的影响是既判力理论在民事诉讼司法实践中适用存在困境的原因。为了摆脱既判力理论在民事诉讼司法实践中适用存在的困境,应当在思想层面上树立既判力的观念,进一步深化既判力理念的研究,在立法上全面、正确地体现既判力理论,加强对当事人的程序保障,深化司法体制改革以增强司法权威性,大力提高法官的法律素质和职业道德水准。
【Abstract】 The theory ofres judicata in ourcivilaction is in an embarrassing stituation thatitis paid attention to in theory while itis neglected in legislation and ignored in practice. The reasons are as following:the lack oftraditionallegalculture,the exclusion of the law history,the constraints of the undeveloped market economy and ex officio litigation system ,the lack ofjudicialauthority,the effectofjudges’legal ethics and professionalethics. In orderto getrid ofthe em barrassing situation ofresjudicata theory,we should setthe concept of res judicata in the ideological level to further deepen the relevant research,let the theory ofresjudicata reflected in the legislation fully and correetly,strengthen the proceduralsafeguards to the parties,deepen judicial reform to strengthen the judicial authority,and greatly enhance the judges’ legaland professionalethics.
【关键词】 既判力理论； 民事诉讼； 司法适用；
【Key words】 theory of res judicata； civilaction； judicial application；
20、代位权诉讼中债务人权益�；で澄�
王超（秦皇岛职业技术学院）;姜瑞云 （石家庄机械化步兵学院政治理论室）
【摘要】 代位权作为债的保全制度之一,其设立的目的在于督促债务人积极追索其拥有的债权,以维护债权人的利益。我国的代位权制度在维护债权人利益的同时,在立法上却忽略了债务人的利益�；�。必须从多个层面修改和完善代位权制度,以期达到在维护债权人利益的同时,亦防止损害债务人利益。
【Abstract】 Subrogation as one of the debt security system s is to urge the debtors set up their own positive claim s of recourse to safeguard the interests ofcreditors. Our subrogation system is also established for this purpose.However,it neglects in legislation to protectthe interests of the debtors.We should im prove the subrogation system to wellprotectthe interests of the creditors,and to protectthe interests ofthe debtors as well.
【关键词】 债权人； 债务人； 代位权；
【Key words】 creditor； debtor； subrogation；
21、社会整合与人民法庭的功能定位
刘新星（西南政法大学行政法学院）
【摘要】 随着乡村社会转型,乡民与国家、家庭、传统规范之间的纽带早已松懈,个人对社会保有的团结情感和道德责任感随之淡薄,乡村社会的整合问题将越来越突出。人民法庭的司法运作在修复国家与乡民之间的关系,加强社会整合方面的功能越来越重要。虽然不少研究对人民法庭能动的、便民的司法运行模式持否定态度,但若立足于整体分析的方法与视角,从人民法庭对乡村社会整合的功能意义出发却可以发现,这其实是人民法庭的功能性必要条件。
【Abstract】 In the process ofsocialtransform ation,the link which between the villagers and the state,or between the villagers and fam ilies,or between the villagers and the traditional norm s has slack. As the em otional and moral responsibility indifference,the integration problem of rural community will become more and more prom inent. In the repairing the relationship between the state and the villagers,and m aintaining the socialidentity and strengthening socialintegration, the role and function of people’s court are m ore and m ore im portant. Although many research don’t agree with the judicialway ofpeople’s court,based on the integral analysis method and the perspective,we found the active judicial way is the functional essentials of people’s court from itproceeding on rural social integration functions.
【关键词】 社会整合； 人民法庭； 功能；
【Key words】 socialintegration； people’s court； function；
22、人大"审议意见"刍议
陈金玉 （河北省人大常委会）
【摘要】 听取和审议"一府两院"专项工作报告、执法检查是各级人大常委会常用的主要监督形式。随着《监督法》和《河北省实施﹤监督法﹥办法》的实施,听取报告、执法检查→提出审议意见→"一府两院"研究处理→报告处理情况→向社会公布,逐渐形成了一个工作闭合路径。审议意见越来越多的使用,已成为人大常委会综合运用监督形式的有机组成部分,成为"一府两院"做好整改工作的主要依据。重视理性思考,探析法定含义,正确运用和规范"一府两院"研究处理审议意见,对于不断提高监督质量,增强整改效果,显得十分必要。
【关键词】 审议意见； 撰写交办； 研究处理； 注意问题；
23、追寻对冲基金监管法制路径——嬗变与评述
凤建军 （清华大学法学院）
【摘要】 对冲基金是美国"非银行金融体系"的重要组成部分之一,其长期存在于美国的金融市场中,并且呈现出不断发展壮大的趋势,尽管美国相关金融法制一直在寻求金融监管与金融创新之间的平衡,但在美国金融混业经营模式下,对对冲基金监管的漏洞将可能引发"系统性风险",尤其是金融�；某鱿指蛹岫肆⒎ㄕ吆图喙苷弑匦氩扇〈胧┨畈拐庖患喙苈┒��！抖嗟�-弗兰克法案》对对冲基金等私募基金的监管进行了立法改革,采取了相应的监管措施。追寻美国关于对冲基金监管法制改革历程,其充分反映了金融立法中自由、安全、公平、效率等法律价值的动态博弈。
【Abstract】 Hedge fund is one of the mostim portantparts of the "non-bank financialsystem "in the U .S. With the development of hedge fund,the financial regulators wantto seek a balance between financialregulation and financialinnovation in financial regulation law. Because the U .S. chooses the model of financial mixed operation,the regulation gap of hedge fund will cause the "system atic risk". Now under the background offinancialcrisis,the legislator and regulator make up their minds to take measures to fill this gap. The related reforms of Dodd-Frank Acttighten the supervision over the hedge fund. Looking back the reform progress of hedge fund regulation,we will find this progress is a dynam ic game about the value of freedom ,security,justice and efficiency in the financiallaw.
【关键词】 对冲基金； 系统性风险； 金融监管； 《多得-弗兰克法案》；
【Key words】 hedge fund； system atic risk； financialregulation； Dodd-Frank Act；
24、贪污贿赂犯罪死刑制度争议问题研究
李炜 （河北工业大学管理学院）
【摘要】 死刑作为刑罚体系中最严厉的一种制度,对中国各个历史时期的政治、经济和社会都产生了重要影响。贪污贿赂犯罪作为一种世界现象,在当今中国引起高度关注和普遍声讨。对当前形势下贪污贿赂犯罪死刑制度的存废、对贪污贿赂犯罪"死缓"的适用等争议问题进行系统研究和理性思考。
【关键词】 贪污贿赂； 死刑制度； 争议；
25、农民工劳资纠纷司法救济的困境与破解——检察机关支持起诉的视角
曹国华（浙江省桐乡市人民检察院）;陶伯进 （南京大学法学院）
【摘要】 农民工是我国社会转型过程中出现的特殊群体,由于其自身和社会的原因导致其利益更易受侵害,而非制度化的私力救济往往构成社会风险的重要来源。通过支持起诉制度将其权利救济纳入正当化程序有利于消除风险的不确定性。检察机关对农民工支持起诉应在充分尊重私权自治基础上,遵循合法、谦抑和有限原则,检察机关支持起诉的案件范围为农民工因为劳动关系而产生实际损害。在对农民工支持起诉活动中,检察机关兼具诉讼程序参与者和法律监督者的双重地位,相应地具有立案权、收集证据权、提出支持起诉意见权、出席法庭权、对审判活动提出意见权和抗诉权等职权。
【关键词】 农民工； 支持起诉； 社会权利； 检察机关；
26、论检察官充当刑事和解调解人角色的理性思考
钱昌夫（浙江省绍兴市越城区人民检察院）;彭新华 （浙江省绍兴市人民检察院）
【摘要】 调解人角色的选择直接影响刑事和解模式。我国法学理论界强调由社区等民间组织承担刑事和解调解人,检察实践中却出现检察官直接调解、委托人民调解员调解和当事人自行和解等多元化模式。通过对世界各国刑事和解调解人角色定位的比较分析,以及对当前我国刑事和解的实证分析,检察官直接充当刑事和解调解人是一种理性选择。
【关键词】 刑事和解； 调解人角色； 理性思考；
27、基层检察室开展社区矫正检察工作初探——以浙江省湖州市长兴县人民检察院的探索实践为例
朱为学;顾浩 （浙江省湖州市长兴县人民检察院）
【摘要】 社区矫正作为新型的刑罚执行方式和行为矫治模式,必须由乡镇街道等基层社区矫正组织以贴近被执行人生产生活的方式开展,这就必然要求相应的检察监督工作也要随之深入基层。从理论和实践出发,阐述基层检察室的设立对推进社区矫正检察工作的意义。
【关键词】 基层检察室； 社区矫正； 法律监督；
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